Live Classes

Live, instructor-led cohort classes for anyone building a career in AML compliance. Learn directly from senior industry guest speakers alongside a small cohort of peers.

Attendance Policy

To receive a certificate of completion, students must attend all six sessions. Students who miss a session without completing make-up work will not be eligible for a certificate.

AML Foundations Six-Week Live AML Compliance Training Cohort

A six-week live cohort program for anyone building a career in AML/BSA compliance. Each week features roughly 60 minutes of instruction followed by 30 minutes of Q&A or hands-on workshop, with select sessions featuring guest speakers from the field.

Start Date

October 14, 2026

Schedule

Weekly on Wednesdays, 6:00 PM – 8:00 PM Central Standard Time

Spots Remaining

35 of 35

Price

$1894.69

6 live sessions, ~60 min instruction from a senior industry guest speaker + 30 min Q&A or workshop

Course Syllabus

Week 1 – BSA/AML Foundations & the Regulatory Landscape

  • History and purpose of the BSA, USA PATRIOT Act, and AML Act of 2020
  • The regulators: FinCEN, OCC, FDIC, Federal Reserve, and state agencies
  • The five pillars of an AML compliance program
  • Money laundering stages: placement, layering, integration

Week 2 – KYC, CDD & Customer Risk Rating

  • Customer Identification Program (CIP) requirements
  • Customer Due Diligence and the Beneficial Ownership Rule
  • Enhanced Due Diligence for high-risk customers (PEPs, MSBs, cash-intensive businesses)
  • Building and defending a customer risk-rating methodology

Week 3 – Transaction Monitoring & Red Flags (includes hands-on alert investigation workshop)

  • How monitoring systems work: rules, scenarios, thresholds, and tuning
  • Alert investigation workflow from triage to disposition
  • Typologies: structuring, funnel accounts, trade-based laundering, human trafficking indicators
  • Documenting your investigative decision

Week 4 – SAR & CTR Reporting (includes live SAR narrative writing workshop)

  • CTR requirements, exemptions, and aggregation
  • When to file a SAR: the "know or suspect" standard
  • Writing an effective SAR narrative (the 5 Ws)
  • Confidentiality, timing rules, and continuing activity reviews

Week 5 – Sanctions, Fraud & Emerging Risks

  • OFAC fundamentals: screening, blocking vs. rejecting, licensing
  • Fraud vs. money laundering — where they intersect
  • Crypto/virtual assets, fintech partnerships, and elder financial exploitation
  • AI in compliance: opportunities and risks

Week 6 – Careers, Testing & Your Path Forward (capstone presentations)

  • Independent testing and audit: what examiners look for
  • Governance, training, and compliance culture
  • Career mapping: analyst to VP
  • Resume, interview prep, and capstone presentation

Who Should Attend

  • Career changers seeking entry into AML/BSA compliance
  • Early-career analysts building toward investigator and specialist roles
  • Professionals in adjacent fields (fraud, audit, operations) expanding into financial crimes compliance

Attendance Policy

To receive a certificate of completion, students must attend all six sessions. Students who miss a session without completing make-up work will not be eligible for a certificate.